SEC Proposal 34-83063: The Relationship Summary Disclosure
Earlier this week, I evaluated the new SEC Proposal 34-83062, which created a new “best interest” standard for brokerage firms which is clearly does NOT …
ORDER BOB VERES’S NEW BOOK, ENTITLED THE NEW PROFESSION ORDER NOW!
Earlier this week, I evaluated the new SEC Proposal 34-83062, which created a new “best interest” standard for brokerage firms which is clearly does NOT …
Right after the SEC issued its Advice Rule Proposals, I provided a somewhat hasty summary, after reading over the three Proposals twice. This is a …
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